On multivariate quantiles under partial orders

This paper focuses on generalizing quantiles from the ordering point of view. We propose the concept of partial quantiles, which are based on a given partial order. We establish that partial quantiles are equivariant under order-preserving transformations of the data, robust to outliers, characterize the probability distribution if the partial order is sufficiently rich, generalize the concept of efficient frontier, and can measure dispersion from the partial order perspective. We also study several statistical aspects of partial quantiles. We provide estimators, associated rates of convergence, and asymptotic distributions that hold uniformly over a continuum of quantile indices. Furthermore, we provide procedures that can restore monotonicity properties that might have been disturbed by estimation error, establish computational complexity bounds, and point out a concentration of measure phenomenon (the latter under independence and the componentwise natural order). Finally, we illustrate the concepts by discussing several theoretical examples and simulations. Empirical applications to compare intake nutrients within diets, to evaluate the performance of investment funds, and to study the impact of policies on tobacco awareness are also presented to illustrate the concepts and their use.Comment: Published in at http://dx.doi.org/10.1214/10-AOS863 the Annals of Statistics (http://www.imstat.org/aos/) by the Institute of Mathematical Statistics (http://www.imstat.org

Regularizing effect and local existence for non-cutoff Boltzmann equation

The Boltzmann equation without Grad's angular cutoff assumption is believed to have regularizing effect on the solution because of the non-integrable angular singularity of the cross-section. However, even though so far this has been justified satisfactorily for the spatially homogeneous Boltzmann equation, it is still basically unsolved for the spatially inhomogeneous Boltzmann equation. In this paper, by sharpening the coercivity and upper bound estimates for the collision operator, establishing the hypo-ellipticity of the Boltzmann operator based on a generalized version of the uncertainty principle, and analyzing the commutators between the collision operator and some weighted pseudo differential operators, we prove the regularizing effect in all (time, space and velocity) variables on solutions when some mild regularity is imposed on these solutions. For completeness, we also show that when the initial data has this mild regularity and Maxwellian type decay in velocity variable, there exists a unique local solution with the same regularity, so that this solution enjoys the $C^\infty$ regularity for positive time

Global existence and full regularity of the Boltzmann equation without angular cutoff

We prove the global existence and uniqueness of classical solutions around an equilibrium to the Boltzmann equation without angular cutoff in some Sobolev spaces. In addition, the solutions thus obtained are shown to be non-negative and $C^\infty$ in all variables for any positive time. In this paper, we study the Maxwellian molecule type collision operator with mild singularity. One of the key observations is the introduction of a new important norm related to the singular behavior of the cross section in the collision operator. This norm captures the essential properties of the singularity and yields precisely the dissipation of the linearized collision operator through the celebrated H-theorem